Get on the path to results today.
Get on the path to results today.
We have over 20 years of experience as counsel for capital markets. We have represented issuers, transfer agents, prime broker-dealers, funds and family offices, investors, placement agents/finders/brokers, and have extensive experience in deal work.
We have done equity, debt, preferred, and derivatives. (both ISDA & ISO compliant and non-compliant) We also do custom financial instruments.
We have experience in the '33 Act, '34 Act, '39 Act, and '40 Act.
Essentially, we have experience in everything from target acquisition, direct and reverse listings, and managing the issue from periodic filings, trading zones, and story arcs.
Our approach is simple: i) solutions must be feasible, within capacity, and politically digestible; ii) solutions must be compliant and add value.
We have experience in creating, implementing and maintaining systems that are necessary and useful. Some examples of systems we have built from the ground up or materially revised: accounting policies and procedures; internal controls and procedures; Corporate Governance; ESG; FCPA policies and procedures, and Legal Audits, to name a few.
We probably have as more experience in creating, implementing, and maintaining one off systems in identifying direct and correlational data, critical pathways, and soft and hard controls.
If you are having difficulties getting your arms around it and herding the cats, come talk to us.
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